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Unit Head of Compliance Control

Khối

Legal and Compliance Center

Khu vực

9 Đoàn Văn Bơ, Phường Xóm Chiếu, Tp. Hồ Chí Minh

Thời gian

Mức lương

Thỏa thuận

OBJECTIVES

  • In charge of planning, conducting compliance control activities and supervising the implementation of compliance requirements to ensure operations at VPB FC adhere to law provisions and internal regulations of VPB FC

Communications

  • Internal: Communicate with different BUs to implement functions and responsibilities of Compliance Control Unit.
  • External: Communicate with State authorities to implement tasks required by law provisions or competent state authorities in accordance with functions and responsibilities of Compliance Control Unit.

 

KEY RESPONSIBILITIES

  • Set up and perform plan of human resource allocation at Compliance Control Unit, set up and complete regulations and processes related to activities of Compliance Control Unit consistent to laws and actual activities at VPB FC.
  • Set up plan, program, and examination scope to ensure operational and managerial activities complied with laws and internal regulations
  • Organize the execution of established programs, plans and report on compliance level assessment, risks caused by not complying with laws and internal regulations on operational, managerial activities
  • Direct examine, assess compliance events, define violations of compliance, and propose handling measurements to overcome, limit influence of compliance violations
  • Unscheduled examine operational activities of units in case of finding abnormal sign of compliance violations
  • Hire, evaluate & train employees of Compliance Control Unit

 

REQUIREMENTS

  • Bachelor's Degree or higher in Laws or Finance – Banking
  • At least 05 years’ experience in compliance and 03 years at managerial position, preferably working for banks or other finance institutions
  • In-depth knowledge in banking processes
  • Leadership & negotiation skills,
  • Analytical & skeptical skills
  • Fluent in both Vietnamese and English

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Unit Head of Compliance Control

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